M

Mark Arnold's
email & phone

Current Position:

Head of Field Compliance for Wealth Management US and Canada at UBS

Experience:

23 years

Location:

New York City Metropolitan Area, United States

How to contact Mark Arnold

emaila**@ubs.com
phone+1-***-***-1034
LinkedIn

Work Experience

Head of Field Compliance for Wealth Management US and Canada at UBS

Jul 2022 - Current

Interim Head of Compliance Program Management and Chief of Staff at UBS

Apr 2022 - Oct 2022

Head of Compliance & Operational Risk Control for Canada, Puerto Rico, & UBS International at UBS

Aug 2018 - Apr 2022

FCM Chief Compliance Officer at UBS

Jun 2016 - Feb 2019

Executive Director, Compliance & Operational Risk Control for Capital Markets & IPS at UBS

Mar 2017 - Aug 2018

Director, Head of Futures & Derivatives Compliance at UBS

Mar 2014 - Feb 2017

Associate Director, Futures & Derivatives Compliance Officer at UBS

May 2012 - Feb 2014

Supervisor II, Investigations at National Futures Association

Nov 2011 - Apr 2012

Supervisor I, Investigations at National Futures Association

Feb 2011 - Nov 2011

Investigator II at National Futures Association

Sep 2010 - Feb 2011

Staff Auditor at National Futures Association

Jun 2009 - Aug 2010

Business Manager at The Loyola Phoenix

Aug 2007 - May 2009

Finance Intern at City of Chicago

Mar 2008 - Aug 2008

Legal Assistant Summer Intern at Elkhart County Prosecutor's Office

May 2005 - Aug 2007

Sales Associate at RadioShack

Sep 2003 - Jan 2007

Mark Arnold started working in 2003, then the employee has changed 5 companies and 14 jobs. On average, Mark Arnold works for one company for 1 year 10 months.

Education

BBA at Loyola University Chicago

n/a at Universidad Rey Juan Carlos

Frequently Asked Questions

What is Mark Arnold's minimum period of employment in the companies?

Mark Arnold's minimum period of employment in various companies is 5 months.

What is Mark Arnold's average duration of employment for different companies?

On average, Mark Arnold works for one company for 1 year 8 months

What industries has Mark Arnold worked in?

Mark Arnold works in the Financial Services. Previously, Mark Arnold worked in the Government Administration, and Information Technology and Services.

What positions has Mark Arnold held before?

Previously, Mark Arnold worked as a Interim Head of Compliance Program Management and Chief of Staff, and Head of Compliance & Operational Risk Control for Canada, Puerto Rico, & UBS International, and FCM Chief Compliance Officer, and Executive Director, Compliance & Operational Risk Control for Capital Markets & IPS, and Director, Head of Futures & Derivatives Compliance.

How do I contact Mark Arnold?

Mark Arnold's email address is a**@ubs.com, phone number is +1-***-***-1034. Sign up to get contact details.

Who is the CEO of the UBS?

The CEO of the UBS is Ralph Hamers
Not the Mark Arnold you were looking for?

Find email for 850M+ professionals

Mark Arnold Namesakes

Name
Company
Position
M
Director of Business Development
M
BearManor Media
Author
M
Senior Manager Business Intelligence

Data Privacy

GDPR Icon

GDPR COMPLIANT

SignalHire complies with the General Data Protection Regulation (GDPR). SignalHire follows GDPR requirements, including but not limited to rights of data subjects to access, correct, or delete their personal information and supports the right to be forgotten.

CCPA Icon

CCPA COMPLIANT

SignalHire is CCPA-compliant and provides California residents the right to know, access, opt out, and request deletion of their personal data.

BACK TO TOP