J

James Landry's email & phone

Position:Principal Investigator, Market Regulation and Transparency Services at FINRA
Experience:15 years
Location:Austin, Texas, United States

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Work Experience

Principal Investigator, Market Regulation and Transparency Services at FINRA

Apr 2024 - Current

Manager, Supervision & Controls at Charles Schwab

Apr 2020 - Jan 2024

Compliance Advisory Manager at Capital One Investing

Mar 2016 - Aug 2019

Compliance Coordinator at First Hawaiian Bank

Mar 2015 - Jul 2015

Transition Coordinator at Wealthspire Retirement Advisory

Oct 2013 - Jun 2014

Senior Broker at Charles Schwab

Apr 2011 - Jun 2013

James Landry started working in 2011, then the employee has changed 4 companies and 5 jobs. On average, James Landry works for one company for 2 years.

Education

Master of Education - MEd at The University of Texas at Austin

Bachelor of Science - BS at The University of Texas at Austin

Associate's degree at Austin Community College

Frequently Asked Questions

What is James Landry's minimum period of employment in the companies?

James Landry's minimum period of employment in various companies is 4 months.

What is James Landry's average duration of employment for different companies?

On average, James Landry works for one company for 2 years 1 month

What industries has James Landry worked in?

James Landry works in the Financial Services. Previously, James Landry worked in the Banking.

What positions has James Landry held before?

Previously, James Landry worked as a Manager, Supervision & Controls, and Compliance Advisory Manager, and Compliance Coordinator, and Transition Coordinator, and Senior Broker.

How do I contact James Landry?

James Landry's email address is l**********s@finra.org, phone number is +1-***-***-6001. Sign up to get contact details.

James Landry Namesakes

Name
Company
Position
J
Business Analytics Intern, SAW Ops and Product Development

Other employees at FINRA

Name
Company
Position
D
VP of Program Initiatives
L
Senior Analyst
M
Senior Systems Analyst Programmer / Mainframe

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